BALMER, C.J.
This case requires us to examine Article I, section 20, of the Oregon Constitution — the privileges or immunities provision — in the context of prosecutorial discretion. Specifically, we must determine whether Article I, section 20, applies to prosecutors' charging decisions and, if so, whether a prosecutor must consistently adhere to a coherent, systematic policy in making charging decisions.
Defendant was accused of embezzling money from her employer in numerous transactions over a period of 16 months, and the prosecutor aggregated those transactions to indict defendant on 16 counts of theft — one count for each month. Although the prosecutor's office did not have a "policy" for aggregating theft transactions, the prosecutor aggregated the transactions by month to create "a clear organizational outline for the jury." Defendant moved to dismiss the indictment, arguing that it violated Article I, section 20, because this court's decision in State v. Freeland, 295 Or. 367, 375, 667 P.2d 509 (1983), required the prosecutor to apply a "coherent, systematic policy" when aggregating theft transactions. The trial court denied that motion, and defendant entered a conditional guilty plea. On appeal, the Court of Appeals reversed, holding that the state had violated Article I, section 20, because the prosecutor's office had no policy providing consistent guidance for prosecutors regarding whether and how to aggregate multiple theft transactions. State v. Savastano, 243 Or.App. 584, 589-90, 260 P.3d 529 (2011).
Defendant was accused of embezzling more than $200,000 from her employer over a period of 16 months in numerous theft transactions. The prosecutor relied on an aggregation statute to aggregate those theft
Defendant filed a motion to dismiss the indictment, arguing that her rights under Article I, section 20, of the Oregon Constitution
The trial court denied defendant's motion, stating that the prosecutor was "well within [his] discretionary authority in charging the case in the way that [he] did." Defendant entered a conditional guilty plea and appealed the trial court's denial of her motion.
The Court of Appeals reversed. The court began by reviewing this court's Article I, section 20, case law. The court noted that Article I, section 20, protects both individuals and classes of individuals. Savastano, 243 Or.App. at 588, 260 P.3d 529; see also Clark, 291 Or. at 237, 630 P.2d 810 (noting that Article I, section 20, "forbids inequality of privileges or immunities not available `upon the same terms,' first, to any citizen, and second, to any class of citizens"). This court's cases have analyzed separately individual-based claims — those focused on whether the government has granted or denied privileges or immunities "without legitimate reasons related to [a] person's individual situation" — and class-based claims — those focused on whether the government has granted or denied privileges or immunities to a class of citizens based on "unjustified differentiation." Clark, 291 Or. at 239, 630 P.2d 810. Because defendant raised an individual-based claim, rather than a class-based claim, the Court of Appeals relied on the case law involving those claims and concluded that Article I, section 20, applies to prosecutorial discretion, including prosecutorial charging decisions. Savastano, 243 Or.App. at 588, 260 P.3d 529 (citing Oregon cases applying Article I, section 20, analysis to decisions of prosecutors). The court then set out a two-part test for analyzing individual-based claims under Article I, section 20, drawing, in part, from this court's decision in Freeland:
Id. (quoting Freeland, 295 Or. at 375, 667 P.2d 509).
Applying that two-part test, the Court of Appeals first concluded that the way in which multiple theft transactions are aggregated into a smaller number of criminal charges is of constitutional magnitude because of a defendant's possible burden to defend against "a multitude of minor charges" and because of the range of possible penalties that could accompany different charging decisions. Id. at 589, 260 P.3d 529. Addressing the second inquiry, the court determined that, although defendant did not provide evidence showing that a coherent, systematic policy was lacking in this case, the prosecutor conceded that the charging decision was unsystematic. Id. ("Although the prosecutor cited a criterion — clarity for the jury — he did not argue that the criterion was a department-wide or consistent policy[.]"). Moreover, although the prosecutor said that he considered a number of factors in making charging decisions, the court determined that that was not enough to satisfy the requirements in Freeland, because the "factors must remain constant from case to case." Id. Therefore, the court reversed and remanded the case to the trial court. Id. at 590, 260 P.3d 529.
On review, the state makes two arguments. The state first argues that application of the methodology set forth in Priest v. Pearce, 314 Or. 411, 415-16, 840 P.2d 65 (1992), demonstrates that Article I, section 20, does not apply to prosecutors' charging decisions. Instead, the state argues, the text, history, and at least some of the case law surrounding that provision demonstrate that Article I, section 20, was intended to be a "narrow limitation on the legislature's authority to enact laws granting special privileges — largely economic privileges — to individuals or classes of individuals." The state reasons that, in this case, neither former ORS 164.115(5) (2007) nor any other statute at issue grants privileges or immunities. In advancing its interpretation of Article I, section 20, the state invites this court to reconsider and significantly narrow its prior analysis of both individual-based and class-based claims under Article I, section 20. To narrow that analysis, the state advocates overturning some of this court's prior cases, including Clark and Freeland.
Alternatively, the state argues, even if Article I, section 20, does apply to individual-based claims arising from a prosecutor's charging decisions, a prosecutor is not required to make those decisions according to a coherent, systematic policy. Rather, the prosecutor merely has to show that the decision was rational and was not based on impermissible criteria. Moreover, the state asserts, the prosecutor has to make that showing only after the defendant has demonstrated that he or she in fact was treated differently from similarly situated defendants.
Defendant responds that examination of Article I, section 20, using the Priest methodology reveals that that provision was intended to prevent the government from granting privileges or immunities in an inequitable or arbitrary way, which would include a prosecutor arbitrarily aggregating theft transactions. In addition to relying on the text and history of Article I, section 20, defendant traces this court's cases — including Clark, Freeland, and others — to support her argument that the prosecutor violated
At the outset, we note that the Court of Appeals was correct to apply Freeland in this case, because Freeland also involved an individual-based Article I, section 20, challenge to prosecutorial discretion involving charging decisions. Specifically, Freeland involved the prosecutor's discretion in determining whether to charge a defendant by indictment or by preliminary hearing. 295 Or. at 372-73, 667 P.2d 509. Moreover, as discussed more fully below, although this court's application of Freeland has not always been easy to square with the text of that opinion, the Court of Appeals relied on the standard articulated in Freeland. That is, after the court determined that a privilege or immunity was at issue, the court analyzed whether the prosecutor had applied "`sufficiently consistent standards to represent a coherent, systematic policy[.]'" Savastano, 243 Or.App. at 588, 260 P.3d 529 (quoting Freeland, 295 Or. at 375, 667 P.2d 509).
The Court of Appeals applied Article I, section 20, as interpreted in Freeland, and concluded that, because the prosecutor admitted that no policy for aggregating theft transactions existed, and because he did not indicate that the criteria that he used in this case were consistently applied, defendant's Article I, section 20, rights were violated. Id. at 589-90, 667 P.2d 509. We cannot say that the Court of Appeals' application of Freeland was incorrect.
That does not end our inquiry, however. Because defendant would prevail under Freeland, as the Court of Appeals concluded, we must next address the state's argument that application of the Priest methodology to Article I, section 20, demonstrates that Freeland should be overruled because Article I, section 20, does not require a prosecutor to apply a "coherent, systematic policy" to a charging decision like the one at issue here. Thus, we turn to examining the meaning of Article I, section 20, and specifically to whether it requires
In undertaking the inquiry outlined in Priest, our goal is to identify the historical principles embodied in the text of Article I, section 20, and to apply those principles faithfully to modern circumstances as they arise. Coast Range Conifers v. Board of Forestry, 339 Or. 136, 142, 117 P.3d 990 (2005). Put differently, the historical inquiry set out in Priest invites us to identify the principles that Article I, section 20, was intended to advance, while recognizing that the scope of that provision is not limited to the historical circumstances surrounding its adoption. See Hewitt v. SAIF, 294 Or. 33, 46, 653 P.2d 970 (1982) (recognizing that Article I, section 20, extends protection to classes of citizens who were not protected when Oregon adopted its constitution in 1859).
We begin with the text of Article I, section 20, which provides: "No law shall be passed granting to any citizen or class of citizens privileges, or immunities, which, upon the same terms, shall not equally belong to all citizens." That section consists of an independent clause and a dependent clause. The independent clause is directed to the legislature. It provides that "[n]o law shall be passed granting to any citizen or class of citizens privileges, or immunities[.]" The dependent clause qualifies what would otherwise be an almost absolute prohibition on lawmaking, because lawmaking almost always involves or establishes some advantage or disadvantage for some group of citizens. The dependent clause permits laws granting privileges or immunities to any citizen or class of citizens as long as the privileges or immunities belong "equally" to all citizens "upon the same terms."
At first blush, the two clauses in Article I, section 20, appear antithetical. Read together, they prohibit a law granting a privilege or immunity to one citizen or a class of citizens unless the privilege or immunity is available to all citizens upon the same terms. As this court has recognized, the inclusion of the word "equally" resolves the tension between the two clauses and permits the legislature to draw classifications among citizens in granting privileges and immunities. Specifically, the court has recognized that requiring privileges or immunities to be granted "equally" permits the legislature to grant privileges or immunities to one citizen or class of citizens as long as similarly situated people are treated the same. In re Oberg, 21 Or. 406, 410-11, 28 P. 130 (1891). Accordingly, this court held in Oberg that a statute exempting sailors but no one else from arrest for debt did not run afoul of Article I, section 20, because it "prescribe[d] the same rule of exemption to all persons placed in the same circumstances." Id. at 408, 28 P. 130.
Similarly, the history of Article I, section 20, does not support a general requirement that the government must make decisions according to a "systematic policy." No record exists of any discussion of Article I, section 20, in the debates over the Oregon Constitution. See Claudia Burton and Andrew Grade, A Legislative History of the Oregon Constitution of 1857-Part I (Articles I & II), 37 Willamette L Rev 469, 532-33 (2001). We know, however, that the provision was taken from the Indiana Constitution of 1851, Clark, 291 Or. at 236, 236 n. 7, 630 P.2d 810, and that it finds its roots in early colonial declarations of rights. See David Schuman, The Right to "Equal Privileges and Immunities": A State's Version of "Equal Protection," 13 Vt L Rev 221, 223 (1988) (tracing the history of equal privileges and immunities clauses). We also know that state constitutions drafted between 1840 and 1880 sought to address abuses that included "revealed fraud and corruption in public-land dealings and in the getting and granting of franchises, subsidies, and rate privileges for turnpikes, canals, river improvements, toll bridges, and, of course, especially railroads and street railways." James Willard Hurst, The Growth of American Law: The Law Makers 241-42 (1950).
The historical usage of the phrase "privileges, or immunities" points in the same direction. Before the revolution, one legal dictionary defined a "privilege" as consisting of four elements: "(1) a benefit or advantage; (2) conferred by positive law; (3) on a person or place; (4) contrary to what the rule would be in absence of the privilege." Robert G. Natelson, The Original Meaning of the Privileges and Immunities Clause, 43 Ga L Rev 1117, 1130 (2009) (summarizing prerevolutionary legal dictionary definition). It also appears that
Id. at 1133-34; accord Campbell v. Morris, 3 H. & McH. 535, 553 (Md 1797) (explaining that the terms "[p]rivilege and immunity are synonymous, or nearly so").
In the period leading up to the Civil War, the phrase "privileges and immunities" ordinarily referred to state-created rights. See Kurt T. Lash, The Origins of the Privileges or Immunities Clause, Part I: "Privileges and Immunities" as an Antebellum Term of Art, 98 Geo LJ 1241, 1253, 1260-61 (2010).
The history reveals that, in borrowing Article I, section 20, from Indiana, the framers were acting in response to legislative grants of privileges to a favored few. Viewed more abstractly, Article I, section 20,
The state argues that Article VII (Original), section 17, of the Oregon Constitution provides additional historical context that clarifies how Article I, section 20, interacts with the role of prosecutors. Article VII (Original), section 17, creates the office of district attorney:
The state argues that prosecutors historically had discretionary authority regarding whether and how to bring charges and that attempts to limit that discretion did not emerge until well after the Oregon Constitution was adopted. Therefore, the state reasons, the framers intended prosecutors to have discretion that would not be limited by Article I, section 20. Defendant responds that the decision to create the office of district attorney in no way indicates an intent to exempt district attorneys from the requirements of Article I, section 20; in fact, defendant notes, the district attorneys' duties were to be set by the legislature, and even the state accepts that the legislature is subject to Article I, section 20.
The additional historical context of Article VII (Original), section 17, does not change the historical analysis of Article I, section 20. Similarly to Article I, section 20, Article VII (Original), section 17, does not indicate an intent to require consistency or policies in prosecutorial decisions; but neither does it indicate an intent for prosecutors to have unbridled discretion outside the bounds of Article I, section 20, particularly given the legislature's control over prosecutors' duties.
Having considered the text and history of Article I, section 20, we turn to this court's cases interpreting it. Most of this court's decisions have addressed challenges to legislative classifications.
The first five decisions divide into two groups: One decision treated Article I, section 20, as a counterpart to constitutional provisions prohibiting special or local laws, see Altschul v. State, 72 Or. 591, 596-97, 144 P. 124 (1914), and the other four decisions addressed situations where the government had granted one person a monopoly. In Altschul, the legislature had granted one person (the plaintiff) the right to bring a suit against the state to determine his interest in land held by the state. Id. at 595, 144 P. 124. The state demurred to the plaintiff's suit on the ground that the statute authorizing that suit violated Article IV, section 24, which prohibits "special act[s]" permitting suits to be brought against the state; Article IV, section 23, which prohibits "special or local laws" in certain classes of cases; and Article I, section 20. The court held that the statute violated all three constitutional provisions. Id. at 596-97, 144 P. 124.
As noted, the other four decisions addressed either statutes or agency decisions giving one person a monopoly. The first and most comprehensive of those decisions was White v. Holman, 44 Or. 180, 74 P. 933 (1904). In that case, the legislature had authorized a board to issue licenses to run sailors' boarding houses to "any person, firm, or corporation" that presented "satisfactory evidence * * * of the respectability and competency of such applicant, and of the suitableness of his or their accommodations, and of his or their compliance with all the provisions of this act." Id. at 182-83, 74 P. 933 (describing the statutory criteria for issuing licenses) (internal quotation marks omitted). The board, however, had not followed those statutory criteria in denying a license to the plaintiffs in White. Id. at 183, 74 P. 933. Rather, the board had denied the plaintiffs a license based on the wishes of shipping companies, which had directed the board "to limit the business to only one sailors' boarding house at Portland." Id. at 181-82, 74 P. 933.
The question, as this court framed it in White, was whether the board could grant a monopoly consistently with Article I, section 20.
Specifically, the court started from the premise that "[t]he keeping of a sailors' boarding house is, in our opinion, a legitimate business, in the performance of which any citizen may engage as a matter of common right[.]" Id. at 191, 74 P. 933. It followed that the legislature could deny a license to run such a house only if it had a reasonable ground for doing so. See id. at 191-92, 74 P. 933. On that point, the court explained that the legislature could seek to deny licenses to persons who might take advantage of sailors' susceptibility to temptations once they reached shore. See id. at 189-91, 74 P. 933 (describing, at some length, the temptations to which sailors habitually fell prey while on shore). The board, however, had not based its decision to deny a license to the plaintiffs on that ground. Rather, the board arbitrarily had excluded what otherwise may have been qualified applicants from receiving a license based only on the wishes of the shipping industry. Id. at 192, 74 P. 933. Under Article I, section 20, this court held, neither the legislature nor the board could do that. Id.
The other three decisions held that neither the legislature nor a board may grant an exclusive right to fish in one area of a navigable stream, because the right to fish in those waters is held in common by all citizens. Monroe v. Withycombe, 84 Or. 328, 341, 165 P. 227 (1917); Eagle Cliff Fishing Co. v.
White and Monroe thus recognized that Article I, section 20, applies not only to the legislature but also to other branches of government. Both White and Monroe also made clear that, under Article I, section 20, the same limitations that apply to the legislature in enacting laws apply to other government entities when they take action in an individual case. That is, the government may not use a classification or criterion to decide an individual case that the legislature could not use in enacting a law. Neither White nor Monroe went beyond that, however. None of the early decisions interpreting Article I, section 20, held or suggested that that section requires systematic consistency in government decision making, which is the lynchpin of the Court of Appeals decision, applying Freeland, in this case. Savastano, 243 Or.App. at 590, 260 P.3d 529 ("We require only consistent, systematic criteria, and that those criteria be permissible.").
One other case deserves discussion because it is sometimes cited as precedent for the individual branch of Article I, section 20, analysis. In State of Oregon v. Cory, 204 Or. 235, 237, 282 P.2d 1054 (1955), the defendant challenged a statute that authorized increased punishment for persons convicted of two or more felonies within five years. See Or Laws 1947, ch. 585, §§ 1, 2. As amended in 1951, the statute provided that, if, within two years of a defendant's conviction, the prosecutor learned that the defendant previously had been convicted of a nonviolent felony, the prosecutor "`may, immediately file an information accusing the person of the previous convictions.'" See Cory, 204 Or. at 237-38, 282 P.2d 1054 (quoting the amended statute).
The defendant in Cory focused on the phrase "may * * * file." He argued that giving a prosecutor discretion to charge him as an habitual offender violated "the Equal Protection Clauses of the state and federal constitutions." Id. at 237, 282 P.2d 1054. Relying on an earlier case that had been decided on the basis of the federal Equal Protection Clause, the court held that the statute "giv[ing] the district attorney unlimited authority to proceed or not to proceed at all against a convicted felon in personal, nonviolent cases* * * [was] unconstitutional." Id. at 239-40, 282 P.2d 1054.
Cory's precedential value for interpreting Article I, section 20, is limited. Although the court mentioned "the Equal Protection Clauses of the state and federal constitutions," id. at 237, 282 P.2d 1054, it undertook no independent analysis of Article I, section 20. Rather, it relied on the decision issued one month earlier in State of Oregon v. Pirkey, 203 Or. 697, 281 P.2d 698 (1955), which had described the two constitutional provisions as "similar limitations upon legislative action" and which had relied almost exclusively on federal equal protection decisions in holding another statute unconstitutional. See id. at 703-04, 281 P.2d 698. Cory's persuasive value also is suspect. The statute providing that prosecutors "may * * * file" an information, which the court held unconstitutional in Cory, is difficult to distinguish from the discretion that prosecutors customarily enjoy to file or not file charges. Not only would Cory's reasoning, taken to its logical conclusion, render all prosecutorial discretion to bring or not bring criminal charges unconstitutional, but the United States Supreme Court unanimously has rejected the federal equal protection theory on which both Pirkey and Cory rested. See United States v. Batchelder, 442 U.S. 114, 124-25, 99 S.Ct. 2198, 60 L.Ed.2d 755 (1979).
Having considered the primary cases involving the individual branch of Article I, section 20, that preceded Clark and Freeland, we turn to those decisions. In Clark, the defendant raised two separate Article I, section 20, challenges. He argued initially that the prosecutor had denied him a privilege afforded other defendants, because the prosecutor had charged him by indictment rather than by means of a preliminary hearing. The defendant argued that the state had violated his Article I, section 20, rights because both procedures were available, one of them (the preliminary hearing) was a "privilege" of constitutional magnitude, and the state had denied him that privilege. The defendant contended that he was not required to show that any similarly situated defendant had been given a preliminary hearing. Alternatively, he argued that the prosecutor had violated Article I, section 20, when he granted immunity to two of his potential codefendants but not to him.
In resolving the defendant's arguments, the court explained that Article I, section 20, is "a guarantee against unjustified denial of equal privileges or immunities to individual citizens at least as much as against unjustified differentiation among classes of citizens." Clark, 291 Or. at 239, 630 P.2d 810. Regarding the denial of equal privileges or immunities to an individual citizen, the court explained that Article I, section 20, calls for an "analysis whether the government has made or applied a law so as to grant or deny privileges or immunities to an individual person without legitimate reasons related to that person's individual situation." Id. In stating the applicable standard in Clark, the court focused on the legitimacy of the government's reasons in an individual case; that is, Clark explained that an executive decision granting or denying a person privileges or immunities "without legitimate reasons related to that person's individual situation" would be an "unjustified denial of equal privileges or immunities to [an] individual citizen[]." Id.
Applying that standard, the court rejected the defendant's first argument — that the mere existence of discretion to charge a defendant by means of a preliminary hearing or an indictment violated Article I, section 20. On that issue, the court held:
Id. at 243, 630 P.2d 810. Because the defendant had made no such showing regarding the prosecutor's decision to proceed by indictment, the court had no need to decide — and did not decide — when the "administration" of those procedures would violate the state equal privileges or immunities clause. That is, because the defendant had not shown that he was denied "the equal privilege of a preliminary hearing with other citizens of the state similarly situated," the court did not further examine the prosecutor's decision to proceed by indictment. Id.; see also id. at 242, 630 P.2d 810 (rejecting the conclusion that the difference between "two available procedures necessarily represents a denial of equal protection of the laws, regardless of showing which defendants receive one or the other procedure").
In contrast, the court did review the merits of the defendant's immunity argument because the defendant had shown that he in fact was treated differently from his potential codefendants. As noted, the defendant argued that the prosecutor's decision to grant immunity to two of his potential codefendants but not to him violated Article I, section 20. Specifically, he contended that Article I, section 20, prohibited the prosecutor from exercising discretion without previously stated standards. The court disagreed, explaining that a prosecutor would comply with Article I, section 20, "as long as no discriminatory practice or illegitimate motive is shown and the use of discretion has a defensible explanation." Id. at 246, 630 P.2d 810. On that issue, the prosecutor explained that he had treated the defendant differently from his potential codefendants because the defendant had been the instigator of the crime, and the court held that the prosecutor's explanation
To be sure, Clark recognized that an individual citizen can argue under Article I, section 20, that the prosecutor either acted for a discriminatory or illegitimate motive or had no "defensible explanation" for his or her action. But defendant here does not argue that the prosecutor aggregated the theft transactions based on a discriminatory or illegitimate motive, and the Court of Appeals did not base its decision on the prosecutor's failure to provide an explanation as "defensible" as the one provided in Clark. In fact, the Court of Appeals noted that the prosecutor cited the criterion of jury clarity, and the court did not indicate that the use of that criterion was impermissible under Clark; however, in this case, the Court of Appeals went on to note that the prosecutor "did not argue that the criterion was a department-wide or consistent policy." Savastano, 243 Or.App. at 589, 260 P.3d 529. Thus, the Court of Appeals' decision was not grounded in the interpretation of Article I, section 20, set forth in Clark.
Instead, the Court of Appeals in this case applied the interpretation of Article I, section 20, in Freeland, and we turn to that case. In Freeland, as in Clark, the defendant was indicted by a grand jury and denied a preliminary hearing. In contrast with the defendant in Clark, however, who had made no showing regarding the district attorney's practice in submitting cases to the grand jury rather than having a preliminary hearing, the defendant in Freeland adduced testimony from the district attorney and a deputy district attorney regarding the factors they considered in making those decisions. Those individuals testified that the district attorney's office had a written policy that, in cases of rape or sexual assault and in cases involving youthful victims, the prosecution generally would avoid preliminary hearings in deference to the victims. Freeland, 295 Or. at 379, 667 P.2d 509. In other cases, the decision was entrusted to the deputy district attorney assigned to the case, who would apply various criteria, including whether the defendant was in custody, whether the crime was a property crime or a person crime, the complexity of the case, the amount of judicial time required for a preliminary hearing, the availability of witnesses, and many other factors. See id. at 379-80, 667 P.2d 509; see also State v. Freeland, 58 Or.App. 163, 166-69, 647 P.2d 966 (1982) (both summarizing testimony). Both the district attorney and the deputy district attorney assigned to the case testified that "the treatment of [the] defendant's case was no different from that of any other similar case." Freeland, 58 Or.App. at 168-69, 647 P.2d 966.
The trial court applied what it stated was its "understand[ing]" of Clark and State v. Edmonson, 291 Or. 251, 630 P.2d 822 (1981),
The Court of Appeals reversed, noting that although Clark and Edmonson were susceptible of different readings, in its view those decisions did not "require clearly delineated categories" that would determine the choice of indictment or preliminary hearing in every case. Freeland, 58 Or.App. at 171, 647 P.2d 966. The Court of Appeals observed that the criteria described at trial "[did] not, on their face, classify or treat persons differently on the basis of personal characteristics or as members of a disfavored minority or, for that matter, any impermissible class." Id. at 172, 647 P.2d 966. Indeed, based on the record, the court concluded, "Defendant ha[d] not shown that he was treated differently from other defendants similarly situated (at least in Multnomah County) * * *." Id.
On review, this court reversed the Court of Appeals. The court recognized that the case called for "a further analysis" of Article I, section 20, than the court had undertaken in Clark. Freeland, 295 Or. at 372, 667 P.2d 509. In Freeland, the defendant did not argue, as the defendant in Clark had, that the existence of discretion to charge a defendant by indictment or preliminary hearing was sufficient, without more, to violate Article I, section 20. Rather, he "challenge[d] * * * the terms upon which the prosecution based its refusal of a preliminary hearing to [him]." Id. This court allowed review "to address the issues of administering preliminary hearings `upon the same terms' for similarly situated defendants" that it had not been able to reach in its earlier cases. Id. at 369, 667 P.2d 509. The court thus confronted the defendant's challenge to the prosecutor's administration of the two different charging procedures.
In resolving that challenge, the court focused on whether, in the absence of prior rulemaking, the individual decisions made by the district attorney's office reflected a sufficiently consistent pattern or policy to satisfy Article I, section 20. Relying on Clark and Edmonson, the court held that Article I, section 20, prohibits "`[h]aphazard' or standardless administration, in which the procedure is chosen ad hoc without striving for consistency among similar cases." Id. at 374, 667 P.2d 509. The question, the court stated, was whether the prosecutor's decision of which charging procedure to use "adhere[d] to sufficiently consistent standards to represent a coherent, systematic policy, even when not promulgated in the form of rules or guidelines." Id. at 375, 667 P.2d 509 (emphasis added).
Id. at 381, 667 P.2d 509 (quoting Edmonson, 291 Or. at 254, 630 P.2d 822 (quoting Article I, section 20)).
Applying the standard that it had articulated, this court in Freeland concluded that the district attorney's decision to proceed against the defendant by way of indictment, rather than preliminary hearing, violated Article I, section 20, and it affirmed the trial court's dismissal of the indictment. Id. at 381, 384, 667 P.2d 509.
Freeland was the first case to hold that Article I, section 20, requires, in addition to the use of permissible criteria, evidence of a policy that standardizes an agency's exercise of its discretion. Since Freeland, this court has reiterated the latter requirement, but it has never found that any government agency has violated it. See, e.g., City of Salem v. Bruner, 299 Or. 262, 270-71, 702 P.2d 70 (1985).
In State v. Farrar, 309 Or. 132, 786 P.2d 161, cert. den., 498 U.S. 879, 111 S.Ct. 212, 112 L.Ed.2d 171 (1990), a death penalty case, the defendant argued that the district attorney's office had refused to enter into plea negotiations with him on the same terms that it had entered into plea negotiations with other persons charged with aggravated murder.
Implicit in Farrar was the recognition that many decisions that prosecutors and other executive officials make involve multiple variables. Not all decisions involve the same variables, the variables in each case may cut in different directions, and the priority or weight that each variable deserves may differ from one case to the next. Although a prosecutor's different treatment of similarly situated persons may not be "merely `haphazard,' i.e., without any attempt to strive for consistency among similar cases," id. at 140, 786 P.2d 161, it need only be "rational and consistent." Id. at 141, 786 P.2d 161. Instead of the "coherent, systematic policy" test of Freeland, this court in Farrar applied a less rigorous standard that focused on rational, reasonable, and consistent decisions.
A second decision, State v. Buchholz, 309 Or. 442, 788 P.2d 998 (1990), looks in the same direction. In that case, the prosecutor did not offer a plea agreement to the defendant but did offer a plea agreement to a codefendant. 309 Or. at 446-47, 788 P.2d 998. In response to the defendant's argument that the district attorney's office lacked a coherent, systematic policy for offering plea bargains, this court noted that ORS 135.415 specified the criteria for offering a plea bargain and reasoned that those statutory criteria provided "consistent standards representing a coherent, systematic policy" regarding plea agreements. Id. at 445, 447, 788 P.2d 998 (citing ORS 135.415).
Similarly to Farrar, the court's reasoning in Buchholz is not easy to square with Freeland. The statute on which the court relied in Buchholz listed multiple criteria that "may be take[n] into account," permitting a prosecutor to apply one criterion in one case and another criterion in a different case, which could lead to different results being reached in similar cases. Beyond that, the statute did not limit the criteria (or "considerations," as the statute called them) that a prosecutor could take into account; it explicitly recognized that prosecutors could take into account additional, unspecified considerations in deciding whether to offer a plea bargain. See ORS 135.415 (providing that a prosecutor "may take into account, but is not limited to, any of the following [six] considerations"); cf. Schmidt v. Mt. Angel Abbey, 347 Or. 389, 409, 223 P.3d 399 (2009) (Walters, J., concurring) (explaining that "the phrase `including but not limited to,' followed by a list of examples, [often] conveys an intent to illustrate or to broaden, rather than to limit the meaning of a general term"). Finally, the statute provided no guidance as to how a prosecutor should weigh or prioritize those considerations when the decision whether to offer a plea agreement turned on multiple conflicting considerations.
If a coherent, systematic policy that guides agency decision making is a constitutional requirement, the nonexclusive list of statutory considerations in ORS 135.415 did little to advance it. Despite those problems, the court in Buchholz cited Freeland and held that the existence of those statutory considerations, without more, represented a coherent,
This court again rejected a claim that a prosecutor improperly had refused to consider a plea offer in another death penalty case, State v. McDonnell, 313 Or. 478, 492, 837 P.2d 941 (1992). The prosecutor testified that because the facts of the defendant's case fit one of the aggravated murder categories and were "strong," he charged the defendant with aggravated murder and thereafter refused to plea bargain. Id. at 490, 837 P.2d 941. He also analyzed the case in terms of the nonexclusive factors identified in ORS 135.415, which were held in Buchholz to meet the requirements of Article I, section 20. Id. at 492, 837 P.2d 941. The parties disputed whether the prosecutor's conduct demonstrated a "systematic policy" concerning plea bargaining aggravated murder cases. This court concluded that "the decision not to plea bargain in aggravated murder cases was based on rational and proper grounds * * *." Id. at 491, 837 P.2d 941. Although the court quoted the "coherent, systematic policy" language from Freeland and found that the prosecutor's conduct met that standard, it also quoted and followed the arguably looser standard of Farrar and Buchholz, which upheld decisions on plea bargains that were consistent with ORS 135.415 and were "reasonable" and "rational." See McDonnell, 313 Or. at 490-92, 837 P.2d 941 (citing and quoting Farrar and Buchholz).
With that background in mind, we turn to the state's argument that Article I, section 20, applies only to the legislature and only to economic benefits. That argument sweeps too broadly. For over 100 years, this court has recognized that Article I, section 20, applies not only to the legislature but also to other branches of government. See, e.g., Clark, 291 Or. at 239, 630 P.2d 810 (detailing application of Article I, section 20, to "administration of laws under delegated authority" and prosecutorial discretion); White, 44 Or. at 192, 74 P. 933 ("[T]he board of commissioners for licensing sailors' boarding houses can exercise no greater power than was possessed by the legislative assembly[.]"). Indeed, in State v. Stevens, 311 Or. 119, 125, 806 P.2d 92 (1991), the court assumed that Article I, section 20, applies to the judicial branch, but held that no violation had been shown.
In applying Article I, section 20, moreover, this court has similarly recognized that "privileges, or immunities," are not limited to economic benefits. See, e.g., Clark, 291 Or. at 241, 630 P.2d 810 ("There is no question that the opportunity of a preliminary hearing is a `privilege' within the meaning of the constitutional guarantee[.]"); State v. Reynolds, 289 Or. 533, 541, 614 P.2d 1158 (1980) (applying Article I, section 20, to prosecutor's charging decision). The state is correct that many early privileges or immunities cases involved monopolies or other economic benefits, but nothing in the words of the provision or the historical definitions of those words indicates that they do not also apply to noneconomic privileges or immunities conferred by the government.
We recognize, however, as the state argues, that Freeland goes beyond White and Clark and imposes the additional requirement of a consistently applied "coherent, systematic policy" to guide every instance of agency decision making. The parties' competing positions require us to decide whether, in grounding that requirement in Article I, section 20, the decision in Freeland went beyond the text of Article I, section 20, its history, and the cases interpreting it.
In considering that question, we note that Freeland stands alone. No case that preceded Freeland announced the requirement of a "coherent, systematic policy" that Freeland drew from Article I, section 20. Similarly, although a number of cases coming after Freeland have cited that standard, no case decided after Freeland has held that an executive agency (or the legislature or judiciary) violated the requirement that the court recognized in Freeland, and the reasoning in those cases is sometimes difficult to square with Freelands. As explained above, Farrar and Buchholz did not require a "coherent, systematic policy," as Freeland did, for the court to conclude that an official's decision to treat one person differently from another in an individual case was "defensible." See Clark, 291 Or. at 246, 630 P.2d 810. Similarly, in McDonnell, the court cited the "coherent, systematic policy" standard, but also held that the prosecutor's refusal to plea bargain was consistent with Article I, section 20, because it was "based on rational and proper grounds" and was consistent with nonexclusive factors set out in statute. 313 Or. at 491-92, 837 P.2d 941.
Not only does Freeland appear to go further, by requiring a coherent and systematic policy, than the cases that both preceded and followed it, but the support it identified for the conclusion that it reached is not immune from question. As noted, the court recognized in Freeland that the issue before it required "further analysis" than the court undertook in Clark, but it appeared to treat the holding that it reached as if it were a foregone conclusion from the decision in Clark. The holding in Clark is narrow, however. The court neither considered nor decided in Clark the issue that it later resolved in Freeland, and it is difficult to find support in Clark's holding for the conclusion that Freeland reached. Moreover, the standards that the court announced in Clark can (and we think should) be read consistently with this court's earlier decisions: A prosecutor may not use criteria in administering charging procedures that the legislature could not use in enacting laws. As the court explained in Clark, in making an individual decision, a prosecutor will comply with Article I, section 20, "as long as no discriminatory practice or illegitimate motive is shown and the use of discretion has a defensible explanation." 291 Or. at 246, 630 P.2d 810.
We acknowledge that some of the statements in Clark — and in Edmonson, which relied upon and paraphrased Clark — can be read more broadly, and that is how the court interpreted them in Freeland. However, in doing so, the court in Freeland read more into those statements than was warranted by the issue that Clark resolved, and the court's reading of those statements went beyond the text, history, and other cases interpreting Article I, section 20. Freeland adopted a broad prophylactic rule that might well further the rights protected by Article I, section 20, and protect against their violation. In our view, however, that rule is not required by Article I, section 20.
Finally, we note that, in explaining why requiring consistency in agency decision making was compatible with prosecutorial discretion, the court in Freeland discussed at some length administrative law decisions and quoted from an article reasoning that administrative law principles should be applied to
We also reject the related notion in Freeland that a defendant can satisfy his or her initial burden in bringing an individual-based claim under Article I, section 20, merely by showing that the government lacks a coherent, systematic policy. Without any showing by the defendant that he was denied a privilege or immunity that was granted to a similarly situated person, the court required the state to show a "coherent, systematic policy" and the absence of "haphazard" administration.
This court explained in Stranahan v. Fred Meyer, Inc., 331 Or. 38, 53, 11 P.3d 228 (2000), that
We do not lightly decide to overrule an earlier constitutional decision. See Farmers Ins. Co. v. Mowry, 350 Or. 686, 693-94, 261 P.3d 1 (2011) (reviewing the considerations that will warrant overruling an earlier constitutional precedent). In our view, however, application of the court's methodology in Priest for interpreting constitutional provisions persuades us that Freeland went beyond the cases that preceded it, and Freeland's holding finds little support in the text or history of Article I, section 20. Moreover, the cases that have followed Freeland have eroded its precedential value and effectively returned to
In these circumstances, we conclude that it is appropriate to overrule the decision in Freeland and reaffirm the decision in Clark. To bring an individual-based claim under Article I, section 20, a defendant must initially show that the government "in fact denied defendant individually * * * [an] equal privilege * * * with other citizens of the state similarly situated." Clark, 291 Or. at 243, 630 P.2d 810. An agency or official's decision will comply with Article I, section 20, "as long as no discriminatory practice or illegitimate motive is shown and the use of discretion has a defensible explanation" in the individual case. Id. at 246, 630 P.2d 810. An executive official's decision will be "defensible" when there is a rational explanation for the differential treatment that is reasonably related to the official's task or to the person's individual situation. See id. at 239, 246, 630 P.2d 810.
To summarize, the Priest analysis — and particularly this court's long history of cases interpreting Article I, section 20 — confirms the conclusion that that provision applies to government actions generally, including prosecutors making charging decisions. Article I, section 20, does not require consistent adherence to a set of standards or a coherent, systematic policy, as defendant contends; that provision does, however, require government to treat similarly situated people the same. A government decision-maker will be in compliance with Article I, section 20, as long as there is a rational explanation for the differential treatment that is reasonably related to his or her official task or to the person's individual situation.
We return to the facts of this case, viewed in light of this court's interpretation of Article I, section 20, in Clark. The prosecutor aggregated the theft transactions into 16 counts of theft, organizing the charges by month to provide clarity for the jury. Defendant does not challenge the prosecutor's aggregation of the theft transactions on grounds that the prosecutor engaged in a discriminatory practice or based his decision on impermissible criteria, such as race or gender. Nor does defendant challenge the prosecutor's decision because the prosecutor in fact treated defendant differently from a similarly situated individual or inconsistently applied a policy to defendant. Instead, defendant asserts that the prosecutor acted arbitrarily when he aggregated the theft transactions by month, because there was no policy for aggregating theft transactions.
When a defendant does not demonstrate differential treatment, but, as here, claims only that the prosecutor acted arbitrarily in a manner that denied the defendant a privilege or immunity, the prosecutor violates the defendant's Article I, section 20, rights if the prosecutor lacks a rational basis for his or her decision. On this record, defendant's assertion that the prosecutor's decision was arbitrary because it was not based on a coherent, systematic policy for aggregating theft transactions fails under Clark and the cases that preceded it. Like the prosecutor's decision to grant immunity to one potential codefendant but not to another in Clark, and the similar decisions in Farrar, Buchholz, and McDonnell, the prosecutor here did have a rational basis for his decision. As the prosecutor explained, he aggregated the theft transactions by month for purposes of jury understanding of the case. That was a reasonable and permissible basis for his action and, in this case, satisfies the requirements of Article I, section 20.
The decision of the Court of Appeals is reversed. The judgment of the circuit court is affirmed.
Savastano, 243 Or.App. at 588-89, 260 P.3d 529. We agree with the Court of Appeals that the privileges or immunities at issue in this case are of constitutional magnitude and therefore do not address that issue further.